在内幕交易探测和视频中首次逮捕亚慱体育app

The government has made its first arrest in the widespread insider trading probe first reported by the Wall Street Journal over the weekend.

Don Ching Trang Chu, expert-net的员工”working” firm, was charged with

观看视频到故事：亚慱体育app

分析师讲述了内部交易探针的联邦调查局威胁

内幕交易探针与华尔街

conspiring to promote the firm’s consultation services by arranging for insiders at publicly-traded companies to provide material, nonpublic information to the firm’s hedge fund clients for the purpose of executing profitable securities transactions, according to the United States Attorney for the Southern District of New York.

根据新闻稿，楚被安排于11月28日前往台湾。

楚被指控一项团结，致力于证券欺诈和一项承担与证券联系的欺诈和欺诈的统治性。他面临长达25年的监禁，在一个统计学中，另一个人在监狱中进行了五年。他的两个计数中的每一个都面临罚款250,000美元。

政府表示，在2008年底，楚与理查德蔡枫李建立了关系，当时为对冲基金工作。

美国律师表示，2009年4月左右，李开始与政府的调查合作，自从进入有罪的辩护，以指控阴谋和证券欺诈。

2008年底和2009年初，李的对冲基金是楚坚定的客户。


据公布的报告称，李是加州对冲基金Spherix Caperix Capance LLC的创始人和前总统，并在1999年至2004年间致力于对冲基金巨型SAC资本。

专家网络公司和任何对冲基金都不是起诉书。政府表示，楚的公司的主办公室位于加利福尼亚州，而是在纽约市维持办公室。

根据起诉书，李将在“顾问的公司”预计释放季度收益“之前，他的员工致电楚坚定的公司，”部分是为了获得内部信息。“

Lee通过软美元支付了楚的公司，这是一项公司致力于通过公司指定经纪人的交易活动发生的付款，以及执行的交易的佣金或费用将作为楚的服务付款。

一个这样的例子于2009年7月20日和21日发生，涉及公开交易的技术公司。据政府据政府称，目前未命名的人士致电CC-1（共同承诺者1）为李提供了收入数量，平均销售价格，不同产品系列的单位销售，毛利率覆盖人物和对技术公司的收入预测。Later that day, the Company announced its quarterly earnings. Shortly after the tech company made its announcement, Lee called an employee at Chu’s firm and told him about Lee’s conversation with CC-1. “Lee said that CC-1’s revenue number was ‘spot on,’” according to the indictment.

美国律师还指出，2009年8月28日左右，楚议呼吁李先生致电关于在Broadcom工作的另一个顾问，可以为Broadcom提供“顶线收入”。根据新闻稿，楚被安排于11月28日前往台湾。楚被指控一项团结，致力于证券欺诈和一项承担与证券联系的欺诈和欺诈的统治性。他面临长达25年的监禁，在一个统计学中，另一个人在监狱中进行了五年。他的两个计数中的每一个都面临罚款250,000美元。

政府表示，在2008年底，楚与理查德蔡枫李建立了关系，当时为对冲基金工作。美国律师表示，2009年4月左右，李开始与政府的调查合作，自从进入有罪的辩护，以指控阴谋和证券欺诈。2008年底和2009年初，李的对冲基金是楚坚定的客户。
 Lee is the founder and former president of California hedge fund Spherix Capital LLC and had worked for hedge fund giant SAC Capital between 1999 and 2004, according to published reports. Neither the expert-networking firm nor any hedge funds were named in the indictment. The government said Chu’s firm’s main office is located in California, but maintains an office in New York City. According to the indictment, Lee would have his employees call Chu’s firm before “the consultant’s company” was expected to release its quarterly earnings, “in part to obtain inside information.” Lee paid Chu’s firm through soft dollars, which are payments that occur when a firm client causes its trading activity to be directed through the firm’s designated broker-dealer, and the commissions or fees from the executed trades would serve as payments for Chu’s services. One such instance occurred on July 20 and 21, 2009, involving a publicly-traded technology company. According to the government, a currently unnamed person called CC-1 (co-conspirator 1) provided Lee with revenue numbers, average sales prices, unit sales for different product lines, gross margin figures, and revenue forecasts for the tech company.

Later that day, the Company announced its quarterly earnings. Shortly after the tech company made its announcement, Lee called an employee at Chu’s firm and told him about Lee’s conversation with CC-1. “Lee said that CC-1’s revenue number was ‘spot on,’” according to the indictment. The US Attorney also noted that around August 28, 2009, Chu told Lee in a phone call about another consultant who worked at Broadcom and who could provide “top line revenues” for Broadcom.