This content is from:365亚博 SEC and Finra Zero in on High Frequency Trading High frequency trading strategies are behind at least 50 percent of all U.S. stock trades. Investment managers can expect the SEC to focus more on risks to ensure effective markets. ByJanice Fioravante September 15, 2011
亚博篮球怎么下串 SEC Hires Legg Mason Exec Director U.S. federal agency Securities and Exchange Commission has named Andrew Bowden as an associate director to head the National Investment Adviser/Investment Company Examination Program in its Office of Compliance Inspections and Examinations. October 23, 2011
This content is from:Opinion Turning On the Risk Management Switch In the wake of a series of risk management failures, regulatory and control functions are converging, as they must, but the systems need more work. ByJeffrey Kutler September 27, 2012
