亚博篮球怎么下串 Head Named For New U.K. Regulator Martin Wheatley has been named head of the new U.K. Consumer Protections and Markets Authority, the agency that will replace the Financial Services Authority late next year, reports Risk.net. March 07, 2011
This content is from:xinyabo体育app FCA’s Proposal to Ban Research Commissions Rejected European regulator ESMA backs away from full unbundling; U.K. agency could still set higher standard for firms in that country. ByBen Mattlin November 21, 2014
亚博篮球怎么下串 HK Enforcement Actions Up The number of enforcement actions filed by the Hong Kong Securities and Futures Commission is rising and looks likely to continue, according to a presentation by Martin Wheatley, chairman at the regulator. February 27, 2006
This content is from:365亚博 Unbundling the U.K.’s New Rules on Brokerage Fees The Financial Conduct Authority’s July review of commissions transparency represents progress. But the future of unbundling remains hazy. ByRob Boardman August 19, 2014
亚博篮球怎么下串 Hong Kong King Of Asian Hedge Funds Hands down, Hong Kong is Asia’s reigning hedge fund leader. October 19, 2006
亚博篮球怎么下串 HK Targets Margin Transaction Risks The Hong Kong Securities and Futures Commission is to look into aggressive lending and "pooling risks," which occurs when a margin client authorizes a brokerage to re-pledge his securities. January 30, 2006